Nex Systems
Person

LOWELL ANDREW CHICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO 2010024576401 To: Department of Enforcement Financial industry Regulatory Authority ("FINRA") RE: Lowell Andrew Chick, Respondent Investment Company Representative CRD No. 2778163 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, J, Lowell Andrew Chick ("Respondent" or "Chick"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2010024576401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2778163

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