Nex Systems
Person

SCOTT WILLIAM PALMER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/10/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051156901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Scott W. Palmer, Respondent General Securities Representative CRD No. 817586 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Scott W. Palmer (“Palmer” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule

    Reference 2016051156901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number817586

Other names1

Also known as1

Scott W. Palmer

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