JEFFREY A. MARTINOVICH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/03/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. MICG Investment Management, LLC, (CRD No. 104028) and Jeffrey A. Martinovich, (CRD No. 2258793), Respondents. Disciplinary Proceeding No. 2009016230501 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 3, 2011 INTRODUCTION Disciplinary Proceeding No. 2009016230501 was filed on May 14, 2010, by the
05/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. MICG Investment Management, LLC (CRD No. 104028), and Jeffrey A. Martinovich (CRD No. 2258793) Respondents. DISCIPLINARY PROCEEDING NO. 2009016230501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. The Respondents in this Complaint, MICG Investment Management, LLC (MICG) and Jeffrey A. Martinovich,
Reference 2009016230501data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2258793

Other names1

Also known as1

JEFFREY ALAN MARTINOVICH

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