SHAUN JAY CHRISTENSEN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/29/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024673101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Shaun Jay Christensen, Respondent CRD No. 2821230 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Shaun Jay Christensen ("Christensen"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2010024673101finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2821230 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.