Nex Systems
Person

THAILIA CASON TUCKER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070113306 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Thailia Cason Tucker, Respondent Former General Securities Representative CRD No. 1727554 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2007011330602data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1727554

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