CORINTHIAN PARTNERS L.L.C.

01/12/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056485301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Corinthian Partners, LLC (Respondent) Member Firm CRD No. 38912 Pursuant to FINRA Rule 9216, Respondent Corinthian Partners, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Reference 2018056485301data-portal.finra.orgfinra.org

04/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120304119-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Corililhian Partners, L.L.C., Respondent ("Corinthian" or the "Firm") BD No. 38912 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, the Respondent, Corinthian Partners, LLC, submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

Reference 2012030411901data-portal.finra.orgfinra.org

03/18/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047621801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Corinthian Partners, LLC, Respondent Member Firm (BD No. 38912); Richard Calabrese, Respondent General Securities Principal (CRD No. 1549013); and Mitchell Manoff, Respondent General Securities Principal and General Securities Sales Supervisor (CRD No. 815314). Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,

Reference 2016047621801data-portal.finra.orgfinra.org