Nex Systems
Person

ROBYN LYNN O HARA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/15/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010775501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robyn Lynn O'Hara, Respondent General Securities Representative General Securities Principal CRD No. 2070198 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2007010775501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2070198

Other names1

Also known as1

ROBYN LYNN O'HARA

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