ARTHUR MARC DAVIDSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/27/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C9B050009 -DISTRICT 9 NEW JERSEY TO: Department of Enforcement NASD RE: Arthur Marc Davidson, Respondent CRD No. 2876412 Pursuant to Rule 9216 of NASD Code of Procedure, Arthur Marc Davidson ("Davidson") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future
Reference C9B050009data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2876412 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.