Nex Systems
Person

EDMUND B. PEARSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/29/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EDMUND B. PEARSON (CRD No. 2236530), Respondent. Disciplinary Proceeding No. E8A2003095101 Hearing Officer-Andrew H. Perkins DEFAULT DECISION December 29, 2005 The Respondent failed to update his application for securities industry registration (Form U-4), in violation of NASD Conduct Rule 2110 and IM-1000-1. The Respondent also failed to respond to three requests for information, in violation of NASD Procedural Rule 8210 and NASD

    Reference E8A2003095101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2236530

Other names1

Also known as1

EDMUND BURKE PEARSON

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