Allied Millennial Partners LLC

04/27/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015043310801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: E.J. Sterling, LLC (now known as Allied Millennial Partners, LLC) (BD No 16569) Respondent Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent E.J. Sterling, LLC (now known as Allied Millennial Patners, LLC) ("EJS" or the "Firm") submits this Letter of Acceptance, Waiver and Consent

Reference 2015043310801data-portal.finra.orgfinra.org

11/28/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064746402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Allied Millennial Partners, LLC (Respondent) Member Firm CRD No. 16569 Pursuant to FINRA Rule 9216, Respondent Allied Millennial Partners, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

Reference 2019064746402data-portal.finra.orgfinra.org