WILLIAM WRIGHT, JR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/19/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068758101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: William Wright Jr. (Respondent) Former General Securities Representative CRD No. 3048195 Pursuant to FINRA Rule 9216, Respondent William Wright Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068758101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3048195

Other names1

Also known as1

William Wright Jr.

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