RALPH G PRIMO, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/03/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220040538-01 TO: Department of Enforcement NASD RE: Ralph G. Primo. Jr.. Respondent General Securities Representative Municipal Securities Representative CRD No. 1001021 Pursuant to Rule 9216 of NASD Code of Procedure, I Ralph G. Primo, Jr. ("Primo"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference E022004053801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1001021 |
Other names1
Also known as1
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