BYRON D FORSYTHE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/03/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004236902 TO: Department of Enforcement NASD RE: Byron D. Forsythe, Respondent CRD No. 4910101 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging violations based on the
Reference 2006004236902data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4910101 |
Other names1
Also known as1
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