AARON COCULO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110260655 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Aaron Coculo Former Securities Representative (CRD No. 5437901) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Aaron Coculo ("Coculo" or "Respondent"), submit this I letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This
Reference 2011026065501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5437901

Other names1

Also known as1

AARON JOSEPH COCULO

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