ROBERT MARTIN MARTINEZ
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/18/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018362902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert Martin Martinez, Respondent Investment Company Products/Variable Contracts Representative CRD No. 2535606 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Robert Martin Martinez, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2009018362902data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2535606 |
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