CARLOS NESTOR EVERTSZ-SEDA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038657801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Carlos Evertsz-Seda, Respondent General Securities Representative CRD No. 4757897 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Carlos Evertsz-Seda, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2013038657801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4757897

Other names1

Also known as1

Carlos Evertsz-Seda

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.