CHERYL A. MCMAHON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027268801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cheryl A. McMahon CRD No. 3009145 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not
Reference 2011027268801finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	3009145

Other names1

Also known as1

CHERYL ANN MCMAHON

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