MICHAEL DICKAMORE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Michael Dickamore (CRD No. 4189328), Respondent. DISCIPLINARY PROCEEDING NO. 20090172123 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between March 2006 and January 2009, Michael Dickamore ("Dickamore" or "Respondent") used his corporate credit card issued by Fidelity Brokerage Services LLC ("Fidelity" or the "Firm") for his personal use in the amount of $50,980.94 in violation of
02/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL DICKAMORE (CRD No. 4189328) Respondent. Disciplinary Proceeding No. 20090172123 Hearing Officer - MAD DEFAULT DECISION February 8, 2011 Respondent is barred from associating with any member firm in any capacity for misappropriating firm funds, in violation of Conduct Rules 2110 and 2010, and failing to respond to requests for information and testimony, in violation of Procedural Rule
Reference 2009017212301data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4189328 |
Other names1
Also known as1
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