CHERYL L. MIZE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/27/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050023697 TO: Department of Enforcement NASD RE: Cheryl L. Mize, Respondent General Representative CRD No. 4270587 Pursuant to Rule 9216 of NASD Code of Procedure, I, Cheryl L. Mize, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me all
Reference 20050023697data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4270587

Other names1

Also known as1

CHERYL LYNN MIZE

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