Nex Systems
Person

MELLON D. BRYANT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/28/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MELLON D. BRYANT (CRD No. 4741516), Respondent. Disciplinary Proceeding No. 2006006368001 Hearing Officer-SNB DEFAULT DECISION January 28, 2008 For Respondent's failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. In light of the bar, no further sanctions are imposed for Respondent's failure to

    Reference 2006006368001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4741516

Other names1

Also known as1

MELLON DANIEL BRYANT

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