GREGORY BOSTON

10/19/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. GREGORY BOSTON Registered Representative (CRD No. 2064738) Respondent Upon information and belief, Complainant alleges as follows: 1. Between on or about December 17, 2002 and on or about April 25, 2003, Gregory Boston ("Boston") was associated with Stifel, Nicolaus & Company Incorporated ("Stifel"), a member of NASD. Between on or about April 25, 2003 and on or about June 22, 2004, Boston was associated with H & R Block

03/02/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GREGORY BOSTON (CRD No. 2064738), Respondent. Disciplinary Proceeding No. E8A2004107701 Hearing Officer-Andrew H. Perkins DEFAULT DECISION March 2, 2006 Respondent improperly used funds belonging to his employer and customer, in violation of NASD Conduct Rule 2110, and failed to respond to requests for information, in violation of NASD Conduct Rule 2110 and NASD Procedural Rule 8210. The Respondent is barred from association with

Reference E8A2004107701data-portal.finra.orgdata-portal.finra.orgfinra.org