EDWARD LINZER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/14/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EDWARD LINZER (CRD No. 1050490), Respondent. Disciplinary Proceeding No. CLI040027 Hearing Officer-Andrew H. Perkins DEFAULT DECISION February 14, 2005 Respondent made material misrepresentations to customers, in violation of NASD Conduct Rule 2110, misused customer funds, in violation of NASD Conduct Rule 2110, and failed to appear for an on-the-record interview as requested by NASD Staff, in violation of NASD
Reference CLI040027data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1050490 |
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