Gaetano Salvatore Ciambriello
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/14/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067213401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gaetano Salvatore Ciambriello (Respondent) Former General Securities Representative (GSR) CRD No. 6948879 Pursuant to FINRA Rule 9216, Respondent Gaetano Salvatore Ciambriello submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020067213401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6948879 |
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