Nex Systems
Person

RICARDO BLANCO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/10/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027098601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ricardo Blanco, Respondent General Securities Representative CRD No. 1793188 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ricardo Blanco, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2011027098601finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number1793188

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