Nex Systems
Person

JON KARL LACASSE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/08/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026299501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jon Karl LaCasse, Respondent CRD No. 4493929 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jon Karl LaCasse ("Respondent" or "LaCasse") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2011026299501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4493929

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