JEFFREY H. COLLINS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/04/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C06040039 TO: Department of Enforcement NASD RE: Jeffrey H. Collins Investment Company & Variable Contracts Products Representative CRD No. 4372947 Pursuant to Rule 9216 of NASD Code of Procedure, Jeffery H. Collins ("Collins" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if
Reference C06040039data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4372947

Other names1

Also known as1

JEFFREY HAROLD COLLINS

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