ALVIN C. RAMSEY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/22/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015421501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alvin C. Ramsey, Respondent Investment Company & Variable Products Representative and Corporate Securities Representative (CRD No. 2583105) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Alvin C, Ramsey ("Ramsey"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2008015421501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2583105

Other names1

Also known as1

ALVIN CHARLES RAMSEY

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