Nex Systems
Person

Monica Jade Meyer

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/20/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059915901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Monica Jade Meyer, Respondent Former General Securities Representative CRD No. 6048364 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Monica Jade Meyer submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2018059915901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6048364

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