Nex Systems
Person

Jerry Wayne Simpson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/16/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056737501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jerry Wayne Simpson, Respondent CRD No. 5513406 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedures, I, Jerry Wayne Simpson proposing a settlement of the alleged rule violations

    Reference 2017056737501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5513406

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