CHARLES ROBERT MURDOUGH
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHARLES ROBERT MURDOUGH (CRD No. 2437321), Respondent. Disciplinary Proceeding No. 2006005136901 Hearing Officer - Sara Nelson Bloom Default Decision February 5,2008 For failing to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any
Reference 2006005136901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2437321 |
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