Nex Systems
Person

STEVEN ROLAND KNUTTILA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052705601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Steven R. Knuttila, Respondent CRD No. 3039112 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Respondent Steven R. Knuttila (“Knuttila” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2017052705601finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3039112

Other names1

Also known as1

Steven R. Knuttila

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