Nex Systems
Person

FRANK ANTHONY PASSARELLA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/25/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Frank Anthony Passarella CRD No. 2689136 Respondent. Disciplinary Proceeding No. C9B040106 Hearing Officer - AWH Date: April 25, 2005 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. C9B040106 was filed on December 15, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Frank Anthony Passarella submitted an Offer of Settlement ("Offer")

    Reference C9B040106finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2689136

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