Nex Systems
Person

MATTHEW EARL PEREGOY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/16/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054026701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Matthew E. Peregoy, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2430960 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Matthew E. Peregoy (“Peregoy” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2017054026701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2430960

Other names1

Also known as1

Matthew E. Peregoy

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