KELLY A. BURKE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/22/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. KELLY A. BURKE Associated Person (CRD No. 4895800) Respondent Disciplinary Proceeding No. 2005001331101 Hearing Officer Dana R. Pisanelli ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 22,2006 INTRODUCTION Disciplinary Proceeding No. 2005001331101 was filed on May 17,2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Kelly A.
Reference 2005001331101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4895800

Other names1

Also known as1

KELLY ANN BURKE

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