MICHAEL BRETT INDERLIED

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/01/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040276902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Inderlied, Respondent Investment Company Products/Variable Contracts Representative CRD No. 2131074 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below
Reference 2014040276902finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2131074

Other names1

Also known as1

MICHAEL INDERLIED

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