Nex Systems
Person

HUGH MONROE DYSON JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/15/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120324968 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Hugh Monroe Dyson. Jr., Respondent General Securities Representative CRD No. 827628 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure Hugh Monroe Dyson, Jr. ("Dyson" or "Respondent") submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2012032496801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number827628

Other names1

Also known as1

HUGH MONROE DYSON, JR

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