Nex Systems
Person

DUANE SCOTT MCADOO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/28/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032435901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Duane Scott McAdoo (CRD No. 2696519), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Duane Scott McAdoo ("McAdoo" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2012032435901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2696519

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