Person

JONATHAN SCOTT FREEHILL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/31/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052303801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jonathan Freehill, Respondent Former General Securities Representative; Investment Company Products/Variable Contracts Representative; and Investment Advisor CRD No. 6073552 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2016052303801finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6073552

Other names1

Also known as1

Jonathan Freehill

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