Nex Systems
Person

Hyun Sik Cho

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2017: FlNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051752001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Hyun Sik Cho, Respondent CRD No. 5712635 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Hyun Sik Cho, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2016051752001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5712635

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