KENNETH J. PUJDAK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/29/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KENNETH J. PUJDAK (CRD No. 3154417) Respondent. Disciplinary Proceeding No.20050022104-01 Hearing Officer - AWH DEFAULT DECISION October 29, 2007 Formerly registered representative engaged in free-riding transactions, in violation of NASD Conduct Rules 2520 and 2110; caused his member firm to extend credit to his cash account, in violation of Section 7(f) of the Securities Exchange Act of 1934 and
Reference 2005002210401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3154417

Other names1

Also known as1

KENNETH JOSEPH PUJDAK

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