EVELY DE JESUS VIVENES DE VILLALON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/10/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EVELY DE JESUS VIVENES DE VILLALON (CRD No. 2957650), Respondent. Disciplinary Proceeding No. 2010025127601 Hearing Officer - MC DEFAULT DECISION May 10, 2011 Respondent is barred from associating with any FINRA member firm in any capacity for violating FINRA Rules 2010 and 8210 by failing to respond to requests for documents and information FINRA staff issued to her pursuant to Rule 8210.
Reference 2010025127601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2957650 |
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