Collins Bhola
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/14/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079727201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Collins Bhola (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6533629 Pursuant to FINRA Rule 9216, Respondent Collins Bhola submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023079727201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6533629 |
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