Nex Systems
Person

LIAM GERARD O'KEEFFE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/20/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20150451669-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Liam Gerard O'Keeffe, Respondent CRD No. 2049144 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2015045166901finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2049144

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