Nex Systems
Person

ANGIE CHO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20150451818-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Angie Cho, Respondent CRD No. 6349599 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Angie Cho, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

    Reference 2015045181801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6349599

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