Person
Screen this subjectGARY STEVEN COSTELLO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/04/2025: Costello refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in violation of FINRA Rules 8210 and 2010. For these violations, Costello is barred from associating with any FINRA member in all capacities
Reference 2023079810101finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6117388 |
Other names1
Also known as1
Gary S. Costello
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