Person

GARY STEVEN COSTELLO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/04/2025: Costello refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in violation of FINRA Rules 8210 and 2010. For these violations, Costello is barred from associating with any FINRA member in all capacities

    Reference 2023079810101finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6117388

Other names1

Also known as1

Gary S. Costello

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