Person

JANE M. ANDRASHIE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/22/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000838001 To: Department of Enforcement NASD Re: Jane M. Andrashie General Securities Representative CRD #2709918 Pursuant to Rule 9216 of the NASD Code of Procedure, Jane M. Andrashie ("Andrashie" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring

    Reference 2005000838001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2709918

Other names1

Also known as1

JANE MARIE ANDRASHIE

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