CHRISTOPHER M VOELKER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/30/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. CHRISTOPHER M. VOELKER (CRD No. 4653340), Respondent. Disciplinary Proceeding No. 20050032556 Hearing Officer-RSH DEFAULT DECISION October 30, 2006 Respondent violated NASD Conduct Rule 2110 by forging a customer's signature on life insurance applications and NASD Procedural Rule 8210 and Conduct Rule 2110 by failing to respond to NASD requests for information. For these violations, Respondent is barred from associating with any
Reference 2005003255601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4653340 |
Other names1
Also known as1
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