CHARLES EUGENE GIAQUINTO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EUGENE CHARLES GIAQUINTO (CRD No. 4059014), Respondent. Disciplinary Proceeding No. 2010023935002 Hearing Officer--Andrew H. Perkins DEFAULT DECISION Respondent is barred from associating with any FINRA member firm in any capacity for failing to appear and testify at an on-the-record interview, in violation of FINRA Rules 8210 and 2010. Appearances For the Department of Enforcement
Reference 2010023935002data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4059014

Other names1

Also known as1

EUGENE CHARLES GIAQUINTO

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