Calvin Lee Gray

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/26/2025: DEPARTMENT OF ENFORCEMENT, Complainant, v. CALVIN LEE GRAY (CRD No. 7575351), Respondent. Disciplinary Proceeding No. 2024083063101 Hearing Officer–MJD DEFAULT DECISION June 26, 2025 Respondent Calvin Lee Gray is barred from associating with any FINRA member firm in any capacity for failing to comply with requests for information and documents during a FINRA investigation, in violation of FINRA Rules 8210 and 2010.
03/06/2025: The Department of Enforcement alleges: SUMMARY 1. Respondent Calvin Lee Gray failed to provide information and documents that FINRA requested pursuant to FINRA Rule 8210 as a part of an investigation into whether Gray violated any FINRA Rules or federal securities laws while associated with Wells Fargo Clearing Services, LLC (CRD No. 19616). FINRA opened its investigation after Wells Fargo Clearing Services disclosed that Gray had been indicted for conspiracy to commit bank fraud, fraud in connection with identification documents, aggravated identity theft, and fraud in connection with access devices. As a result, Gray violated FINRA Rules 8210 and 2010.
Reference 2024083063101data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	7575351

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