ROBERT H MEDHUS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/25/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011027207301 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Robert H. Medhus General Securities Principal, General Securities Representative, Municipal Securities Principal and Options Principal CRD No. 1009019 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Robert H. Medhus, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement
Reference 2011027207301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1009019

Other names1

Also known as1

ROBERT H. MEDHUS

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